About Me
About Prabhat Kumar
Welcome to my educational platform dedicated to spreading awareness about the Indian Equity Market. My name is Prabhat Kumar, and I am a SEBI Registered Research Analyst, holding Registration No. INH100009345. I am passionate about financial literacy and simplifying the intricacies of the Indian Equity Market for investors and learners.
Education
I hold an MBA in Finance and a Bachelor’s degree in Commerce (B. Com), which have provided me with a strong foundation in finance, accounting, and strategic management. Additionally, I am proud to hold NISM certifications in Commodity, Currency, and Equity Derivatives, reflecting my in-depth expertise across diverse financial segments.
Professional Experience
With over 18 years of professional experience in Accounts, Finance, and Taxation and more than 7 years of expertise in the Share Market, I bring a wealth of practical knowledge to this platform. My diverse background enables me to provide educational content and market insights that are both reliable and actionable for investors at every level.
About Website
This platform is designed to promote financial awareness and empower individuals with the tools and knowledge needed to confidently navigate the Indian Equity Market. Thank you for visiting, and I invite you to explore the content as we build a community of informed and confident investors.
Latest Blog
Stock to Watch
Discover the fundamentals of stock trading and learn how to navigate the markets effectively.
View All BlogsServices
Currently, I do not offer or provide any paid services or paid tips related to share market activities on any platform. All information and advice provided are for educational and informational purposes only and should not be considered as financial advice. Always conduct your own research and consult with your financial advisor before making any investment decisions.
However, I am always available to answer your queries related to share market activities. Feel free to reach out using the official contact details provided on this platform.
To verify that you are communicating with the legitimate person, please use only the contact details mentioned here. If you encounter any suspicious activity or receive unsolicited messages claiming to be from me, report them immediately.
Investor Charter
Annexure A - Research Analyst
A. Vision and Mission
- Vision: Invest with knowledge & safety.
- Mission: Every investor should be able to invest in the right investment products based on their needs, manage and monitor them to meet their goals, access reports, and enjoy financial wellness.
B. Business Activities
- ✅ To publish research reports based on the research activities of the Research Analyst.
- ✅ To provide an independent, unbiased view on securities.
- ✅ To offer unbiased recommendations while disclosing financial interests in recommended securities.
- ✅ To provide research recommendations based on analysis of publicly available information and known observations.
- ✅ To conduct an audit annually.
C. Services to Investors
- 📌 Onboarding of clients.
- 📌 Disclosure to clients:
- 📌 To distribute research reports and recommendations to clients without discrimination.
- 📌 To maintain confidentiality concerning publication of research reports until made public.
D. Grievance Redressal
In case of any grievance/complaint, an investor should approach the concerned Research Analyst to ensure resolution within 30 days.
If the investor’s complaint is not satisfactorily resolved, they may lodge a complaint with SEBI on the SEBI SCORES portal, a centralized web-based complaints redressal system.
For physical complaints, investors may send them to:
Office of Investor Assistance and Education,Securities and Exchange Board of India,
SEBI Bhavan, Plot No. C4-A, ‘G’ Block,
Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051.
E. Expectations from Investors
✅ Do’s
- ✔️ Always deal with SEBI-registered Research Analysts.
- ✔️ Ensure that the Research Analyst has a valid registration certificate.
- ✔️ Check for SEBI registration number.
- ✔️ Refer to the list of SEBI-registered Research Analysts on the SEBI website.
- ✔️ Pay attention to disclosures made in research reports before investing.
- ✔️ Make payments to your Research Analyst only through banking channels and keep signed receipts of payments.
- ✔️ Before buying securities or applying for a public offer, check research recommendations from your Research Analyst.
- ✔️ Ask all relevant questions and clear your doubts before acting on recommendations.
- ✔️ Inform SEBI if any Research Analyst offers assured or guaranteed returns.
🚫 Don’ts
- ❌ Do not provide funds for investment to the Research Analyst.
- ❌ Do not fall for misleading advertisements or market rumors.
- ❌ Do not be influenced by limited-period discounts, incentives, gifts, etc., offered by Research Analysts.
- ❌ Do not share login credentials or passwords of trading and demat accounts with the Research Analyst.
Annexure B - Complaints Data
Complaint Data for the month ended – February 2025
| Sr. No. | Received from | Pending at the end of last month | Received | Resolved* | Total Pending# | Pending Complaints > 3 months | Avg Resolution Time (days)^ |
|---|---|---|---|---|---|---|---|
| 1 | Directly from Investors | 0 | 0 | 0 | 0 | 0 | 0 |
| 2 | SEBI (SCORES) | 0 | 0 | 0 | 0 | 0 | 0 |
| 3 | Other Sources | 0 | 0 | 0 | 0 | 0 | 0 |
Trend of Monthly Disposal of Complaints
| Month | Carried Forward | Received | Resolved | Pending |
|---|---|---|---|---|
| April, 2024 | 0 | 0 | 0 | 0 |
| May, 2024 | 0 | 0 | 0 | 0 |
| June, 2024 | 0 | 0 | 0 | 0 |
| July, 2024 | 0 | 0 | 0 | 0 |
| August, 2024 | 0 | 0 | 0 | 0 |
| September, 2024 | 0 | 3 | 0 | 3 |
| October, 2024 | 3 | 6 | 9 | 0 |
| November, 2024 | 0 | 0 | 0 | 0 |
| December, 2024 | 0 | 0 | 0 | 0 |
| January, 2025 | 0 | 0 | 0 | 0 |
| February, 2025 | 0 | 0 | 0 | 0 |
| March, 2025 | 0 | 0 | 0 | 0 |
Trend of Annual Disposal of Complaints
| Year | Carried Forward | Received | Resolved | Pending |
|---|---|---|---|---|
| 2022-23 | 0 | 0 | 0 | 0 |
| 2023-24 | 0 | 0 | 0 | 0 |
| 2024-25 | 0 | 9 | 9 | 0 |
# Inclusive of complaints pending as on the last day of the month.
@ Please be aware that scammers have impersonated me by using my SEBI Research Analyst Registration Number during the mentioned period. Necessary actions have been taken in due course to address this issue.
📌 Most Important Terms and Conditions (MITC)
Forming part of the Terms and Conditions for providing research services
- 🚫 No Trading Execution: The Research Analyst (RA) **cannot** execute any trade (purchase/sell) on behalf of the client.
- 💰 Fees & Limits: The fee charged by RA follows SEBI/RAASB regulations.
- 📌 Maximum limit: **₹1,51,000 per annum per family**.
- ⚠️ Does **not include** statutory charges.
- 🏢 Does **not apply** to non-individual or accredited investors.
- 📅 Advance Fee Payment: RA **may charge fees in advance**, not exceeding **one quarter**. In case of early termination, a **proportionate refund** will be provided.
- 💳 Payment Modes: Accepted modes: **Cheque, Bank Transfer, UPI**. ❌ **No cash payments allowed!**
- ⚖️ Conflict of Interest: RA must follow SEBI & RAASB regulations and disclose any conflicts of interest to clients.
- ❌ No Guaranteed Returns: **Fixed return schemes are prohibited**. The RA **cannot** assure profits, accuracy, or risk-free investments.
- 📊 Market Risks: Investments based on research recommendations are **subject to risks**. Clients bear full responsibility.
- 📜 SEBI Registration: **Does not guarantee** performance or returns.
- 📢 Grievance Redressal:
- 📞 **Step 1:** Contact the RA directly.
- 📌 **Step 2:** Lodge complaints via SEBI SCORES.
- ⚖️ **Step 3:** Use Smart ODR for dispute resolution.
- 📲 Stay Updated: Clients must **keep their contact details updated** with the RA.
- 🔒 Security Alert: RA shall **NEVER ask** for login credentials, OTPs, or sensitive account details. **NEVER share your passwords!**
📞 Customer Grievance Mechanism
In case of any complaint or query, you may approach:
If you are not satisfied with our response, you can escalate your grievance through the following options:
- Lodge a complaint with SEBI at SEBI SCORES
- Write to any SEBI office or contact SEBI’s Toll-Free Helpline at 1800 22 7575 / 1800 266 7575.
- If unsatisfied, use the Online Dispute Resolution (ODR) Portal as per SEBI circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July 31, 2023.
- Access the ODR Portal via Smart ODR
📞 Get in Touch
If you have any queries, feel free to reach out.
Prabhat Kumar
📍 Address: 2557/1, Jawahar Colony, N.I.T. Faridabad-121005, Haryana
📞 Mobile: +91 8375 804 620
📧 Email: prabhatdcm@gmail.com | info@researchanalystprabhat.com (for queries)